Feeling Conflicted? CSA and CIRO Provide Vital Guidance for Registrants
Aug 16, 2023The CSA and CIRO have announced the results of their compliance sweep of registered dealers, portfolio managers and investment fund managers conducted in 2022.
Stay Ahead Podcast with Merv Allen and Deland Kamanga
Jul 21, 2023Mervyn Allen, Partner at McMillan and Co-Leader of the firm's Commercial Real Estate Group, sits down with Deland Kamanga, Group Head of Wealth Management at the Bank of Montreal to discuss finance, diversity, and the future of the banking industry.
British Columbia Securities Commission Releases Results of their 2022 Annual Compliance Report Card
Jul 14, 2023The British Columbia Securities Commission released their 2022 Annual Compliance Report Card, revealing the findings of certain compliance examinations.
The End of LIBOR: The Grand Finale (or is it?)
Jul 4, 2023All remaining tenors of USD LIBOR ceased being published on June 30, 2023; synthetic USD LIBOR and the LIBOR Act are available for legacy contracts.
Government of Canada Seeks Input on Updating Canada’s Anti-Money Laundering and Terrorist Financing Regime
Jun 21, 2023The Government of Canada has launched public consultations on updating Canada's anti-money laundering and terrorist financing regime.
Proposed Updates to Canada’s Anti-Money Laundering and Terrorist Financing Regime
Jun 7, 2023Finance Canada's proposed changes relating to anti-money laundering and armoured car companies, mortgage lenders, and money service businesses.
Net Benefit Reviews Under the Investment Canada Act – Some Practical Thoughts
Jun 6, 2023Glencore plc’s recent approaches to the shareholders of Teck Resources has once again brought the Investment Canada Act into the spotlight.
Secured Lending in Canada: A Guide for U.S. Lenders
Jun 1, 2023A guide to secured lending in Canada; summarizes regulatory matters, tax, security, insolvency and restructuring issues in Canada.
Registration Roundup: The Development of Securities Regulation of Crypto Trading Platforms (CTPs) in Canada
May 17, 2023The Canadian Securities Administrators have continued to develop the securities regulatory framework applicable to crypto trading platforms.
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