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Canadian Investment Managers: Doing Business in the U.S.

Events < 1 read

June 5, 2019
4:00 pm – 6:45 pm
Toronto
Thinking about raising institutional capital to expanding your reach to the United States? There are a variety of considerations that will impact how you do business south of the border so we invite you to join us as we provide an overview of U.S. regulation.

Topics

Canadian Investment Managers marketing to U.S. Investors
Registration and exemptions under the Investment Advisers Act of 1940
Delaware LLC feeder funds for offshore fund structures

Agenda

4:00 p.m. – 4:30 p.m. | Registration + Refreshments
4:30 p.m. – 5:45 p.m. | Presentation + Q&A
5:45 p.m. – 6:45 p.m. | Cocktail Reception

Featured Speakers

Paul Marino
Partner, Sadis & Goldberg LLP

Joshua Leonardi
Director, TD Securities

Leila Rafi, Moderator 
Partner, McMillan LLP

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