People connected by lines
Insights Header image
Insights Header image

Client Focused Reforms (CFRs): Everything you need to know about the new conflicts of interest requirements (but were afraid to ask)

Events < 1 read

May 6, 2021
2:00 pm – 3:00 pm ET

The June 30, 2021 deadline for registered firms and their representatives to comply with the first phase of the CFRs relating to conflicts of interest is fast approaching.

The new conflicts of interest requirements will require registrants to review and, where necessary, implement changes to their existing conflicts of interest policies and procedures. They may also require certain changes to the existing businesses or business relationships of registrants if these activities constitute material conflicts of interest including, but not limited to, referral arrangements and trading in, recommending or distributing proprietary products. Registrants who have not yet started assessing the impact of these new requirements should start the process now and attend this webinar to gather additional information.

Join McMillan on Thursday, May 6, 2021 for a panel discussion on practical questions and issues related to the new requirements and how they may impact your organization.

Topics include

  • Overview of the new conflicts of interest requirements
  • Key issues and practical tips to assist with compliance
  • FAQ’s

CPD
This program is eligible for up to 1 Substantive CPD Hour in Ontario, 1 CPD Hour in BC and 1 CLE Hour in Québec.

Panel Speakers

Jennie Baek
Partner, Investment Funds and Asset Management

Leila Rafi
Partner, Investment Funds and Asset Management

Moderator

Michael Burns
Partner, Investment Funds and Asset Management

You can now view the recording of the session here.

For more information, please contact [email protected].

Insights (5 Posts)View More

Featured Insight

Update for Federal Employers: What’s in Store For 2024

Federal employers should be preparing for key dates upcoming in 2024, including updates to the Canada Labour Code and a key deadline under the Pay Equity Act.

Read More
Dec 6, 2023
Featured Insight

Transformative Change: Your Guide to Canada’s Breathtaking Competition Act Changes

We provide a summary of far-reaching Competition Act amendments proposed in 2023.

Read More
Dec 5, 2023
Featured Insight

Class Actions May Now Be Easier to Defeat in Ontario

It is now clear: the revised preferability analysis under the amended Class Proceedings Act is a strict, more onerous hurdle for plaintiffs to satisfy.

Read More
Dec 4, 2023
Featured Insight

R. vs Greater Sudbury Webinar

Following a brief overview of the case and the SCC’s split decision, this discussion will focus on the implications of the decision to the roles and responsibilities of each project party, including the owner, contractor and design consultant (architect and engineer). The discussion will be interactive and will include an extensive Q&A period.

Details
Wednesday, December 13, 2023
Featured Insight

Client Alert – Certain Canadian Corporations May Be Subject to US Corporate Transparency Act Reporting Requirements

Certain Canadian Corporations Conducting Business in the United States May Be Subject to US Corporate Transparency Act Reporting Requirements

Read More
Nov 29, 2023