New Compliance Requirements for Québec Financial Institutions: Overview of the Regulation respecting the management and reporting of information security incidents by certain financial institutions and by credit assessment agents
Jan 15, 2025In this bulletin, we go over new legal obligations imposed on financial institutions relating to information security incidents.
Capital Gains Confusion: The Reporting Conundrum for Investment Funds
Jan 10, 2025Considerations when determining whether to complete T3 returns on the basis of the proposed capital gains tax changes that have yet to be enacted.
Insights from the OSC: Compliance Review of Crypto Platforms
Jan 2, 2025OSC conducts compliance sweep of crypto asset trading platforms (CTPs) and provides guidance.
Get Ready: Canada Promises Major Overhaul to Forced Labour Regulations
Dec 18, 2024The Government has renewed its human rights commitment and proposed major changes to Canada's forced labour regime in the 2024 Fall Economic Statement.
Exploring the No-Go Zones: Overview of the Guidance Issued by the Canadian Privacy Regulator Relating to Inappropriate Purposes
Dec 17, 2024In this bulletin, we provide an overview of "No-Go Zones" identified by the OPC, including emerging No-Go Zones.
CSA’s Proposed Continuous Disclosure Amendments for Investment Funds: Call for Feedback
Dec 17, 2024Providing insights on the CSA's Proposed Amendments to Modernize Continuous Disclosure Regime for Investment Funds.
Alert for Advisers: What Registered Advisers Need to Know About “National Instrument 93-101 – Derivatives: Business Conduct”
Dec 4, 2024NI 93-101 - Derivatives: Business Conduct establishes a comprehensive framework for the conduct of dealers and advisers in the OTC derivatives market.
Take Note – New Guidance Issued for Mandatory Supply Chain Reporting Requirements
Nov 26, 2024Public Safety Canada has released updated guidance to clarify and address questions relating to forced labour and child labour reporting requirements in 2025.
Are You Prepared for Total Cost Reporting? A Review of the Upcoming Changes to Ongoing Securities Registrant Obligations
Nov 19, 2024Insights on CSA and CCIR Notice of Publication – Amendments to NI 31-103 and 31-103CP – Total Cost Reporting (TCR) for Investment Funds and Segregated Funds.
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