Amy is a securities law clerk with the Capital Markets and M&A Group in the firm’s Toronto office. She routinely assists lawyers with public and private placement offerings, prospectus and continuous disclosure filings via SEDAR, insider reporting via SEDI, and preparing and filing reports of exempt distribution. Amy also assists dealer, adviser and investment fund manager clients with registration and ongoing regulatory filings through the National Registration Database.
The Canadian government recently introduced modified sanctions against Belarus and efficiencies to report requirements under Sergei Magnitsky Law.
An Executive Order prohibiting U.S. persons from purchasing securities of certain Chinese Military-Industrial Complex companies becomes effective August 2, 2021
The June 30, 2021 deadline for registered firms and their representatives to comply with the new CFRs relating to conflicts of interest is fast approaching.
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