Jennie Baek practises capital markets and securities law with an emphasis on the investment funds and asset management industry, including compliance and registration matters.
Advising on a variety of corporate and securities law matters, Jennie assists clients with the formation, structuring, management, and distribution of public funds and private equity funds as well as other investment products. She also provides counsel on registration and regulatory compliance, corporate governance and reporting obligations, public and private financings, and stock exchange listings. Jennie is a member of McMillan’s Sustainability / ESG Initiative and co-leads the firm’s blockchain, cryptocurrency and digital assets group.
Jennie has significant experience in share and asset transactions, mergers and acquisitions, corporate reorganizations, and other corporate transactions.
Prior to joining McMillan, Jennie worked as in-house counsel at a leading investment fund company and practised at a Toronto law firm.
The CSA and CIRO have announced the results of their compliance sweep of registered dealers, portfolio managers and investment fund managers conducted in 2022.
The Canadian Securities Administrators have continued to develop the securities regulatory framework applicable to crypto trading platforms.
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees and their related companion policies coming into force April 3, 2023.
Join us for a breakfast session discussing key issues for funds, asset managers, developers and exempt market dealers in the real estate industry.
This bulletin discusses new developments with respect to the Wright v Horizons decision.
The annual January 30, 2022 deadline for investment funds to file a Report of Exempt Distribution (Form 45-106F1) is right around the corner.
Join McMillan lawyers from a variety of legal fields as they walk through the law of blockchain, cryptocurrency and NFTs. This multi-disciplinary webinar will feature content of interest to all levels of experience in this innovative space. Speakers from industry and other jurisdictions are scheduled to appear to provide their insights on background, modern-day compliance and future issues.
The December 31, 2021 deadline for registered firms and their representatives to comply with the second phase of the Client Focused Reforms (CFRs) is fast approaching. Join McMillan for a discussion on practical questions and issues related to the new requirements and how they may impact your organization.
The June 30, 2021 deadline for registered firms and their representatives to comply with the first phase of the CFRs relating to conflicts of interest is fast approaching. The new conflicts of interest requirements will require registrants to review and, where necessary, implement changes to their existing conflicts of interest policies and procedures.
The June 30, 2021 deadline for registered firms and their representatives to comply with the new CFRs relating to conflicts of interest is fast approaching.
This bulletin focuses on Ontario’s Capital Markets Modernization Taskforce's recommendations aimed at ensuring a level playing field.
This article aims to highlight five key pointers for fund managers to think about when launching an ESG fund
Review of Wright v. Horizons and potential future implications on IFAM industry.
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