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INVESTMENT FUNDS & ASSET MANAGEMENT

Portfolio managers, investment fund managers and dealers operate in a fast-paced marketplace governed by a myriad of complex rules and regulations. This dynamic demands hands-on legal knowledge and practical advice to encourage success in a competitive environment.  McMillan’s Investment Funds and Asset Management (IFAM) team is highly regarded for the depth of its expertise, at both transactional and regulatory levels, as well as in related practice areas including regulatory affairs, derivatives and tax.

We provide business-critical legal solutions and consultation services to Canadian and foreign financial institutions, fund managers, portfolio managers, dealers and service providers, helping them prepare, adapt and satisfy their regulatory obligations while taking a proactive approach to running their business.

As a leading investment funds and asset management law firm, McMillan has been called upon to represent some of the largest and most innovative players in market and to represent portfolio companies in a wide variety of industries.

McMillan helps clients by evaluating investment and acquisition proposals; advising target companies; structuring acquisitions and investments; negotiating and drafting acquisition and financing agreements; negotiating joint venture and co-investment arrangements; advising private equity funds and portfolio companies on day-to-day management issues, including restructurings, refinancing, employment matters and management incentives; and assisting with exit strategies, including sales, IPOs or recapitalizations.

INVESTMENT DEALERS INDUSTRY

Canadian Investment dealers are overseen by the Industry Regulatory Organization of Canada (IIROC) and the Canadian Securities Administrators. IIROC sets industry standards and has quasi-judicial powers, with the power to hold compliance hearings and suspend, fine or expel members for misconduct.

McMillan’s team of Industry lawyers are known and highly regarded for their expertise in the laws that govern the investment management industry, and for their understanding of the potential roadblocks that investment dealers may face.

McMillan helps investment dealers in the Canadian marketplace succeed by advising on structuring, tax, compliance, marketing, and ongoing operations in connection with public and private offerings of securities; advising on regulatory requirements that govern securities trading and advisory activities; responding to compliance inquiries and representing clients before regulators, if necessary; assisting with the establishment, merger, acquisition or restructuring of investment dealers or specific products and services; and advising on compliance with anti-money laundering and privacy laws.

Primary Contacts

View All Contacts
Michael Burns
Partner, Investment Funds & Asset Management
Jason A. Chertin
Partner, Investment Funds & Asset Management
Leila Rafi
Partner, Capital Markets & Securities

News

INSIGHTS (102 Posts)

Featured Insight

Watch as that Trust is Swept Away

Suppliers and subcontractors in the construction industry should be mindful of a recent unreported decision of the Ontario Superior Court of Justice.

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Jul 30, 2021
Featured Insight

The CSA Comes Full Circle to Protect the Vulnerable

Amended regulations by the CSA for registrants to protect older and vulnerable clients.

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Jul 27, 2021
Featured Insight

Amended Sanctions by the U.S. Regarding Investments in Certain Companies in China

An Executive Order prohibiting U.S. persons from purchasing securities of certain Chinese Military-Industrial Complex companies becomes effective August 2, 2021

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Jul 26, 2021
Featured Insight

SOFR Fundamentals: What We Know SO-FAR

SOFR is the preferred USD alternative RFR to LIBOR. We discuss what SOFR is, the types of SOFR, conventions for SOFR, and using SOFR in loan agreements.

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Jul 21, 2021
Featured Insight

Canadian Regulatory Direction and Pressure for Cryptocurrency Platforms

Canadian regulators affirm their position on 'crypto trading platforms' through CSA Staff Notice 21-329 and subsequent enforcement action.

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Jul 7, 2021
Featured Insight

Is Private Sector Privacy Legislation Looming in Ontario?

Ontario government seeks input on privacy policy proposals, signaling that Ontario private sector privacy legislation may be on the horizon

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Jul 5, 2021
Featured Insight

Making Sense of Non-GAAP Financial Measures

Capital market developments from the CSA regarding non-GAAP financial information.

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Jun 30, 2021
Featured Insight

ICMA Green Bond Principles Undergo Minor Facelift

Legal news bulletin discussing recent changes to ICMA Green Bond Principles.

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Jun 17, 2021
Featured Insight

Canadian Privacy Commissioners Issue Joint Guidance on Vaccine Passports

Commissioners warn that privacy considerations must be “front and centre” as organizations develop and implement vaccine passports in the coming months

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May 25, 2021
Featured Insight

Commercial Leases During the COVID-19 Lockdown: Where are we Headed?

Ontario has also passed legislation to protect commercial tenants.

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May 17, 2021
Featured Insight

Client Focused Reforms (CFRs): Everything you need to know about the new conflicts of interest requirements (but were afraid to ask)

The June 30, 2021 deadline for registered firms and their representatives to comply with the first phase of the CFRs relating to conflicts of interest is fast approaching. The new conflicts of interest requirements will require registrants to review and, where necessary, implement changes to their existing conflicts of interest policies and procedures.

Details
May 6, 2021 - 2:00 pm to 3:00 pm ET
Featured Insight

Client Focused Reforms – Upcoming Deadline for Registrants to Comply with the Conflict of Interest Amendments

The June 30, 2021 deadline for registered firms and their representatives to comply with the new CFRs relating to conflicts of interest is fast approaching.

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Mar 31, 2021
Featured Insight

Canadian Government Expands National Security Guidance

On March 24, 2021, Canada’s Minister of Innovation, Science and Industry announced that the government updated its National Security Guidelines.

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Mar 25, 2021
Featured Insight

Ontario’s Capital Markets Modernization Taskforce Looks to Level the Playing Field

This bulletin focuses on Ontario’s Capital Markets Modernization Taskforce's recommendations aimed at ensuring a level playing field.

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Mar 10, 2021
Featured Insight

Thinking of Forming an ESG Fund? Five Pointers for Fund Managers

This article aims to highlight five key pointers for fund managers to think about when launching an ESG fund

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Mar 10, 2021
Featured Insight

LIBOR Newsflash: FCA Announces Dates for Official Cessation and Loss of Representativeness of LIBOR

FCA announces dates for the official cessation and loss of representativeness of LIBOR. Implications for Lenders.

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Mar 10, 2021
Featured Insight

iAnthus Decision Changes the Landscape for Corporate Plans of Arrangement under the BCBCA by Permitting Third-Party Releases

The iAnthus decision affirmed by the Court of Appeal holds that a British Columbia company can use the BCBCA to restructure and obtain 3rd party releases.

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Feb 23, 2021
Featured Insight

LIBOR Newsflash: Announcement on Official Cessation of LIBOR is Expected Soon

IBA and FCA expected to make announcement about the official cessation of LIBOR. Timelines for ceasing new issuances of LIBOR loans.

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Feb 18, 2021
Featured Insight

CSA Propose Changes to Registration Information, Outside Activities and Reporting Requirements as part of Reduction of Regulatory Burden Initiative

February 4, 2021 - the Canadian Securities Administrators have proposed amendments to the registration information provided by registered individuals and firms.

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Feb 17, 2021
Featured Insight

‘But to What Effect?’ The Supreme Court of Canada Clarifies the Anti-deprivation Rule in Chandos

The authors discussion of the Supreme Court of Canada's decision in Chandos Construction affirming the anti-deprivation rule and consider its implications

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Nov 16, 2020
Featured Insight

Launching into the Office for Economic Growth and Innovation – From LaunchPad to New Branch of the OSC

The OSC has recently published a Charter for the Office of Economic Growth and Innovation, a newly established branch of the OSC.

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Nov 11, 2020
Featured Insight

Canada’s New Cybersecurity Certification Goes Live

The federal government has launched a voluntary CyberSecure program to help small and medium-sized organizations protect against cybersecurity threats

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Oct 13, 2020
Featured Insight

Mandatory Indoor Face Coverings: What Ontario Employers Need to Know

Mandatory Indoor Face Coverings: What Ontario Employers Need to Know

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Oct 6, 2020
Featured Insight

Beware of a Potential New Duty of Care for Investment Fund Managers – Six Takeaways from Wright v. Horizons

Review of Wright v. Horizons and potential future implications on IFAM industry.

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Sep 23, 2020
Featured Insight

Ontario Amends Employment Standards Legislation in Response to COVID-19

Ontario passes new protected leave of absence for employees impacted by COVID-19, and suggests COVID-19
cases should be reported as occupational illnesses.

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Aug 5, 2020
Featured Insight

Fund Managers – What You Need to Know to Raise Money in the US and Canada

Thinking about raising institutional capital to expand your reach in North America? There are a variety of considerations that impact how you do business in Canada and the United States.

Jul 16, 2020
Featured Insight

Psychedelics and Canada’s Regulatory Landscape

A primer on the emerging psychedelics industry and how it fits into Canada's legal framework.

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Jul 10, 2020
Featured Insight

Privacy Penalties – Canadian Competition Bureau Wades Into Privacy Enforcement

Organizations operating in Canada are advised to immediately review their privacy-related policies and marketing to avoid false or misleading representations

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May 26, 2020
Featured Insight

Unbearable Lite-ness: Lenders’ Remedies in the Age of Missing Covenants

The author discusses the recent trend toward borrower-friendly loan documents and the remedies available to lenders in Canada.

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Mar 23, 2020
Featured Insight

Coronavirus: Harbinger of a New (Old) Approach to Restructuring in Canada?

Restructuring options and challenges in the time of COVID-19.

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Mar 20, 2020
Featured Insight

Challenges and Opportunities for Canadian Investors in Brazilian Insolvency Proceedings: Lessons from the IBA’s 2019 Global Restructuring Conference

The authors discuss unique aspects of Brazil's insolvency regime relevant for Canadian investors, including the role of equity, DIP loans, and jurisdiction.

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Jan 21, 2020
Featured Insight

Contact Information Posted on Websites Not Necessarily Up for Grabs

Investigation findings of the Office of the Privacy Commissioner highlight issues surrounding the use of personal contact information posted on websites

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Dec 19, 2019
Featured Insight

Amendments to the CCAA, BIA and CBCA Now in Force

Authors discuss changes in 2019 to Canadian corporate and restructuring statutes and their possible implications for insolvency practice in Canada

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Nov 19, 2019
Featured Insight

The Novel Exemptive Relief Chronicles

Ontario Securities Commission exemptive relief decision clarifies ability of investment fund managers to permit rehypothecation of portfolio assets.

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Sep 20, 2019
Featured Insight

New Proposed Legislation to Refine Mutual Fund “Allocation to Redeemers” Methodology

Budget 2019 proposed new rules to combat tax strategies employed by certain mutual fund trusts to disproportionately allocate capital gains to redeeming unitholders under the so-called “allocation to redeemers” methodology.

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Jul 30, 2019
Featured Insight

Employees’ Duty to Mitigate: Comparable Employment Does Not Mean Any Employment

The Ontario Court of Appeal has confirmed in a recent decision that an employee’s duty to mitigate following a without cause termination does not require the employee to accept a notably lesser position with the same employer.

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Jul 24, 2019
Featured Insight

No Longer “Beasts of Burden” OSC Reduces Regulatory Load for Registrants on Two Fronts

The Ontario Securities Commission (“OSC”) recently announced two important changes to certain regulatory requirements

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Jul 22, 2019
Featured Insight

Canadian Investment Managers: Doing Business in the U.S.

Thinking about raising institutional capital to expanding your reach to the United States? There are a variety of considerations that will impact how you do business south of the border so we invite you to join us as we provide an overview of U.S. regulation.

Details
June 5, 2019 - 4:00 pm to 6:45 pm
Featured Insight

TOP TWELVE THINGS TO KNOW – New Canadian Trademarks Act June 17, 2019

On June 17, 2019 major changes to Canada’s Trademarks Act will come into force.

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Jun 4, 2019
Featured Insight

OSC Waives Fees for Late OBA Disclosures as Part of Burden Reduction Project

On May 15, 2019, the Ontario Securities Commission (“OSC”) announced that registrants will no longer have to pay late fees associated with the disclosure of outside business activities (“OBAs”) past the required deadline.

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May 21, 2019
Featured Insight

A Million Reasons – NextBlock OSC Settlement Agreement Highlights Risks of Using Marketing Presentations to Solicit Investments

A recent Ontario Securities Commission (“OSC”) settlement agreement with NextBlock Global Limited (“NextBlock”) and Alex Tapscott (“Tapscott”) highlights the risk associated with issuers providing investor presentation slide decks or other marketing documents to prospective investors.

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May 21, 2019
Featured Insight

Canadian Corporate & Restructuring Legislation: Changes Could be on the Way

Bill C-97 (the “Bill”) was introduced in Parliament to implement the federal budget tabled by the Liberal government on March 19, 2019.

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May 10, 2019
Featured Insight

Budget 2019: CRA Refines Mutual Fund Allocation to Redeemers Methodology and Tightens Rules on TFSAs

Budget 2019, released on March 19, 2019, proposes new rules to combat tax strategies perceived by the Government

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Apr 1, 2019
Featured Insight

OSC Levies Fines With Respect to Improper Performance Fees

On February 19, 2019, the Ontario Securities Commission issued an Order approving the settlement agreement reached between OSC staff, AlphaNorth Asset

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Mar 13, 2019
Featured Insight

Failure to Launch – OSC Director Determines That Bitcoin Fund is Not Ready for the Retail Spotlight

A February 2019 decision by the OSC provides insights into hurdles related to launching retail investment funds that hold cryptoassets in Canada.

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Feb 27, 2019
Featured Insight

Amendments to the Canada Shipping Act, 2001 and Marine Liability Act

On December 13, 2018, Bill C-86, A second Act to implement certain provisions of the budget tabled in Parliament on February 27, 2018 and other measures, otherwise known as the Budget Implementation Act was given royal assent.

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Feb 13, 2019
Featured Insight

The Novel Exemptive Relief Chronicles Public Mutual Funds Permitted to Invest Limited Amounts in Private Pooled Funds

These bulletins will review unique and interesting exemptive relief orders issued at times by the CSA to Canada's investment funds and asset management industry

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Feb 12, 2019
Featured Insight

Cutting Out the Middle Man – Proposed Prohibition of Embedded Commissions

On Sep 13, 2018, the Canadian Securities Administrators published a notice and request for comment outlining Proposed Amendments to National Instrument 81-105.

Read More
Oct 19, 2018
Featured Insight

Liquid Alternatives Now a Reality Alternative Mutual Funds Regime Scheduled to Come Into Force January 3, 2019

The Canadian Securities Administrators have published the much anticipated final version of amendments introducing a "liquid alternatives" regulatory regime

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Oct 5, 2018
Featured Insight

CSA Releases Client-Focused Reforms to NI 31-103 in Response to Client-Registrant Relationship Concerns

June 21, 2018, the CSA released reforms to better align the interests of securities advisors, dealers, and representatives with the interests of their clients.

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Jul 18, 2018
Featured Insight

Proposed CSA Derivatives Registration Rule Part 1 – Who Must Register

On April 19, 2018, the Canadian Securities Administrators (the "CSA") published new draft rules governing the registration of derivatives market participants.

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May 28, 2018
Featured Insight

CSA Considers Reforms to the Syndicated Mortgage Regime and Seeks Input from Industry Participants

CSA Considers Reforms to the Syndicated Mortgage Regime and Seeks Input from Industry Participants

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May 10, 2018
Featured Insight

Making “The Golden Years” Truly Golden – OSC Seniors Strategy Establishes Guideposts for Registrants to Tailor Services to Older Clientele

Ontario Securities Commission (the "OSC") published OSC Staff Notice 11-779 Seniors Strategy and brings attention to the unique challenges relating to the financial lives of Ontario seniors (65+)

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May 7, 2018
Featured Insight

McMillan Client Alert – The CSA Release A New and Improved Suppression of Terrorism Report

The Canadian Securities Administrators have published CSA Staff Notice 31-352 Monthly Suppression of Terrorism and Canadian Sanctions Reporting Obligations.

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Mar 16, 2018
Featured Insight

Ontario Court of Appeal Provides Guidance on Insider Trading and Tipping in Finkelstein v. OSC

When should one ought to know that their tip is from an insider?

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Feb 12, 2018
Featured Insight

McMillan Client Alert – For Registered Dealers, Advisors and Firms Relying on International Dealer or International Advisor Exemption

McMillan Client Alert - For Registered Dealers, Advisors and Firms Relying on International Dealer or International Advisor Exemption

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Dec 14, 2017
Featured Insight

Key Corporate Governance and Disclosure Developments in 2017

Key Corporate Governance and Disclosure Developments in 2017

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Dec 4, 2017
Featured Insight

OSC Grants Exemptive Relief to Token Funder Inc.

OSC Grants Exemptive Relief to Token Funder Inc.

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Nov 1, 2017
Featured Insight

CSA Release Oversight Review Report of the MFDA

CSA Releases Oversight Review Report of the MFDA

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Oct 10, 2017
Featured Insight

A New Tax on Investment Funds: Distributions to General Partners (GPs) of “Investment Limited Partnerships” Possibly Subject to GST/HST

A New Tax on Investment Funds: Distributions to General Partners (GPs) of "Investment Limited Partnerships" Possibly Subject to GST/HST

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Oct 2, 2017
Featured Insight

CSA amendments to NI 31-103 and NI 33-109 to enhance custody requirements and housekeeping changes

CSA amendments to NI 31-103 and NI 33-109 to enhance custody requirements and housekeeping changes

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Sep 12, 2017
Featured Insight

MFDA Announces New Proficiency Standards for Selling ETFs

MFDA Announces New Proficiency Standards for Selling ETFs

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Aug 9, 2017
Featured Insight

CSA warns about false or misleading information in registration applications

CSA warns about false or misleading information in registration applications

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Jul 27, 2017
Featured Insight

Taking CASL by Storm: Compliance Tips for Investment Fund Managers

Taking CASL by Storm: Compliance Tips for Investment Fund Managers

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Jun 15, 2017
Featured Insight

Regulators Rethink “Best Interest” Standard for Registrants

Regulators Rethink "Best Interest" Standard for Registrants

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May 30, 2017
Featured Insight

The tides are changing for cyber regulation, and you may need to take action in order to stay afloat

The tides are changing for cyber regulation, and you may need to take action in order to stay afloat

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Apr 5, 2017
Featured Insight

Budget 2017: Timing of Recognition of Gains and Losses on Derivatives

Budget 2017: Timing of Recognition of Gains and Losses on Derivatives

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Mar 29, 2017
Featured Insight

Interoil/Exxon Plan of Arrangement: Third Time’s A Charm

Interoil/Exxon Plan of Arrangement: Third Time's A Charm

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Mar 24, 2017
Featured Insight

CSA Publish Final Proxy Voting Protocols

CSA Publish Final Proxy Voting Protocols

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Feb 1, 2017
Featured Insight

Consultation on the Option of Discontinuing Embedded Commissions

Consultation on the Option of Discontinuing Embedded Commissions

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Jan 31, 2017
Featured Insight

CSA Provides Cybersecurity Risk Disclosure Guidance and Best Practices for Reporting Issuers

CSA Provides Cybersecurity Risk Disclosure Guidance and Best Practices for Reporting Issuers

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Jan 6, 2017
Featured Insight

CSA Release MFDA Oversight Review Report

CSA Release MFDA Oversight Review Report

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Dec 17, 2016
Featured Insight

Introducing Liquid Alternatives: Game changer for Canadian hedge funds

Introducing Liquid Alternatives: Game changer for Canadian hedge funds

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Nov 9, 2016
Featured Insight

Offshore Investment Fund Property Rules Clarified by the Tax Court

Offshore Investment Fund Property Rules Clarified by the Tax Court

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Jul 28, 2016
Featured Insight

Tips for Startups – Understanding the Stages of Equity Financing

Tips for Startups – Understanding the Stages of Equity Financing

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Jul 11, 2016
Featured Insight

Conduct Controlled: CSA Proposes Derivatives Business Conduct Rules

Conduct Controlled: CSA Proposes Derivatives Business Conduct Rules

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Apr 26, 2016
Featured Insight

Budget 2016: Reversal of Previously Announced Tax Exemption for Charitable Donations

Budget 2016: Reversal of Previously Announced Tax Exemption for Charitable Donations

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Mar 31, 2016
Featured Insight

Budget 2016: New Rules Governing the Taxation of “Switch Fund” Shares

Budget 2016 – New Rules Governing the Taxation of “Switch Fund” Shares

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Mar 31, 2016
Featured Insight

Time to Make it Clear, Part III: CSA Republishes Notice and Request for Comments on Proposed Rules for Mandatory Central Counterparty Clearing of OTC Derivatives

Time to Make it Clear, Part III: CSA Republishes Notice and Request for Comments on Proposed Rules for Mandatory Central Counterparty Clearing of OTC Derivatives

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Mar 2, 2016
Featured Insight

Approaching Harmonization: Reporting to Go Live Across Canada

Approaching Harmonization: Reporting to Go Live Across Canada

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Feb 2, 2016
Featured Insight

CSA Proposes Amended Risk Disclosure for Mutual Funds and ETFs

On December 10, 2015, the Canadian Securities Administrators published proposed amendments to risk disclosure requirements for mutual funds and exchange-traded mutual funds.

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Dec 21, 2015
Featured Insight

Mind Your Margin: OSFI Releases Draft Guideline on Margin Requirements for Non-Centrally Cleared Derivatives

Mind Your Margin: OSFI Releases Draft Guideline on Margin Requirements for Non-Centrally Cleared Derivatives

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Oct 28, 2015
Featured Insight

Shrink-wrapped: Why foreign issuers may still require a Canadian wrapper

Shrink-wrapped: Why foreign issuers may still require a Canadian wrapper

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Sep 17, 2015
Featured Insight

2 Become 1: CSA Proposes Creation of Single Exempt Distribution Reporting Regime

2 Become 1: CSA Proposes Creation of Single Exempt Distribution Reporting Regime

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Aug 20, 2015
Featured Insight

CSA Proposes New Disclosure Requirement for Exchange Traded Funds

CSA Proposes New Disclosure Requirement for Exchange Traded Funds

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Jun 29, 2015
Featured Insight

Time to Make it Clear, Part II: The CSA Publishes Notice and Request for Comments on Proposed Rules for Mandatory Central Counterparty Clearing of OTC Derivatives

Time to Make it Clear, Part II: The CSA Publishes Notice and Request for Comments on Proposed Rules for Mandatory Central Counterparty Clearing of OTC Derivatives

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Mar 11, 2015
Featured Insight

CSA Adopts Amendments to Accredited Investor and Minimum Amount Investment Prospectus Exemptions Managed Accounts are now Accredited Investors for Investment Funds in Ontario

CSA Adopts Amendments to Accredited Investor and Minimum Amount Investment Prospectus Exemptions
Managed Accounts are now Accredited Investors for Investment Funds in Ontario

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Feb 24, 2015
Featured Insight

CSA Publishes Update on Proposal for Alternative Investment Funds

CSA Publishes Update on Proposal for Alternative Investment Funds

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Feb 18, 2015
Featured Insight

Different But The Same: Five Additional Provinces Propose OTC Derivatives Trade Reporting Rules

Different But The Same: Five Additional Provinces Propose OTC Derivatives Trade Reporting Rules

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Feb 4, 2015
Featured Insight

FINTRAC Releases Policy Interpretations Containing Guidance for International Dealers

FINTRAC Releases Policy Interpretations Containing Guidance for International Dealers

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Jan 23, 2015
Featured Insight

TSX Proposes New Listing Requirements for Exchange Traded Products, Closed-End Funds and Structured Products

TSX Proposes New Listing Requirements for Exchange Traded Products, Closed-End Funds and Structured Products

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Jan 23, 2015
Featured Insight

More Amendments, Less Harmony?: Canadian Regulators Propose Amendments to OTC Derivatives Trade Reporting Rules

More Amendments, Less Harmony?: Canadian Regulators Propose Amendments to OTC Derivatives Trade Reporting Rules

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Jul 13, 2014
Featured Insight

Canadian Regulators Respond to Concerns of OTC Derivatives Market Participants: OSC Makes Amendments to Trade Reporting Rules

Canadian Regulators Respond to Concerns of OTC Derivatives Market Participants: OSC Makes Amendments to Trade Reporting Rules

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Apr 24, 2014
Featured Insight

Time To Make It Clear: CSA Publishes Model Rule On Mandatory Central Counterparty Clearing Of OTC Derivatives

Time To Make It Clear: CSA Publishes Model Rule On Mandatory Central Counterparty Clearing Of Otc Derivatives

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Jan 9, 2014
Featured Insight

The last word on reporting: final Ontario rules with respect to trade reporting released

The last word on reporting: final Ontario rules with respect to trade reporting released

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Nov 20, 2013
Featured Insight

Updating to a newer model: CSA derivatives committee revisits model rules for OTC derivatives determination, trade repositories and reporting

Updating to a newer model: CSA derivatives committee revisits model rules for OTC derivatives determination, trade repositories and reporting

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Jun 14, 2013
Featured Insight

Can I be excused? Canadian regulators publish consultation paper on end-user exemptions in the OTC derivatives market

Can I be excused? Canadian regulators publish consultation paper on end-user exemptions in the OTC derivatives market

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Apr 19, 2012
Featured Insight

Reporting for duty: Canadian regulators publish framework for OTC derivatives trade reporting and repositories

Reporting for duty: Canadian regulators publish framework for OTC derivatives trade reporting and repositories

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Jun 30, 2011